401k Plan data: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES plan

RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 401k Plan overview

Plan Name	RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES
Plan identification number	057

RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVARTIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NOVARTIS CORPORATION

Employer identification number (EIN): 131834433

NAIC Classification: 325410

Additional information about NOVARTIS CORPORATION

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1966-11-15

Company Identification Number: 203887

Legal Registered Office Address: 251 Little Falls Drive
New York
Wilmington
United States of America (USA)
19808

More information about NOVARTIS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
057 2023-01-01
057 2022-01-01
057 2021-01-01
057 2020-01-01
057 2019-01-01
057 2018-01-01
057 2017-01-01 DANIEL COLUMBUS
057 2016-01-01 DANIEL COLUMBUS
057 2015-01-01 DANIEL COLUMBUS
057 2014-01-01 DANIEL COLUMBUS
057 2013-01-01 DANIEL COLUMBUS
057 2012-01-01 DANIEL COLUMBUS

Plan Statistics for RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES

401k plan membership statisitcs for RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES

Measure Date Value
2023: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2023 401k membership
Total participants, beginning-of-year 2023-01-01 615
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 174
Number of retired or separated participants receiving benefits 2023-01-01 376
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 550
Number of participants with account balances 2023-01-01 550
2022: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2022 401k membership
Total participants, beginning-of-year 2022-01-01 701
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 286
Number of retired or separated participants receiving benefits 2022-01-01 329
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 615
Number of participants with account balances 2022-01-01 615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2021 401k membership
Total participants, beginning-of-year 2021-01-01 9,886
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 332
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 308
Total of all active and inactive participants 2021-01-01 640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 61
Total participants 2021-01-01 701
Number of participants with account balances 2021-01-01 655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2020 401k membership
Total participants, beginning-of-year 2020-01-01 9,522
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 8,537
Number of retired or separated participants receiving benefits 2020-01-01 123
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,187
Total of all active and inactive participants 2020-01-01 9,847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 39
Total participants 2020-01-01 9,886
Number of participants with account balances 2020-01-01 8,537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 40
2019: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2019 401k membership
Total participants, beginning-of-year 2019-01-01 11,926
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 9,417
Number of retired or separated participants receiving benefits 2019-01-01 72
Number of other retired or separated participants entitled to future benefits 2019-01-01 31
Total of all active and inactive participants 2019-01-01 9,520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 9,522
Number of participants with account balances 2019-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 275
2018: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2018 401k membership
Total participants, beginning-of-year 2018-01-01 10,195
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 9,001
Number of retired or separated participants receiving benefits 2018-01-01 178
Number of other retired or separated participants entitled to future benefits 2018-01-01 2,713
Total of all active and inactive participants 2018-01-01 11,892
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 34
Total participants 2018-01-01 11,926
Number of participants with account balances 2018-01-01 11,867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 243
2017: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2017 401k membership
Total participants, beginning-of-year 2017-01-01 10,198
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7,362
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2,797
Total of all active and inactive participants 2017-01-01 10,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 36
Total participants 2017-01-01 10,195
Number of participants with account balances 2017-01-01 10,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2016 401k membership
Total participants, beginning-of-year 2016-01-01 10,186
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 7,729
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2,445
Total of all active and inactive participants 2016-01-01 10,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 24
Total participants 2016-01-01 10,198
Number of participants with account balances 2016-01-01 10,198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 9,879
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7,626
Number of retired or separated participants receiving benefits 2015-01-01 398
Number of other retired or separated participants entitled to future benefits 2015-01-01 2,146
Total of all active and inactive participants 2015-01-01 10,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 16
Total participants 2015-01-01 10,186
Number of participants with account balances 2015-01-01 10,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 10,083
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7,345
Number of retired or separated participants receiving benefits 2014-01-01 412
Number of other retired or separated participants entitled to future benefits 2014-01-01 2,100
Total of all active and inactive participants 2014-01-01 9,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 22
Total participants 2014-01-01 9,879
Number of participants with account balances 2014-01-01 9,879
2013: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8,178
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7,927
Number of retired or separated participants receiving benefits 2013-01-01 387
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,751
Total of all active and inactive participants 2013-01-01 10,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 18
Total participants 2013-01-01 10,083
Number of participants with account balances 2013-01-01 8,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 672
2012: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8,831
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6,383
Number of retired or separated participants receiving benefits 2012-01-01 281
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,500
Total of all active and inactive participants 2012-01-01 8,164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 14
Total participants 2012-01-01 8,178
Number of participants with account balances 2012-01-01 8,178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 35

Measure	Date	Value
2023: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2023 401k membership
Total participants, beginning-of-year	2023-01-01	615
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	174
Number of retired or separated participants receiving benefits	2023-01-01	376
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	550
Number of participants with account balances	2023-01-01	550
2022: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2022 401k membership
Total participants, beginning-of-year	2022-01-01	701
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	286
Number of retired or separated participants receiving benefits	2022-01-01	329
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	615
Number of participants with account balances	2022-01-01	615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2021 401k membership
Total participants, beginning-of-year	2021-01-01	9,886
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	332
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	308
Total of all active and inactive participants	2021-01-01	640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	61
Total participants	2021-01-01	701
Number of participants with account balances	2021-01-01	655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2020 401k membership
Total participants, beginning-of-year	2020-01-01	9,522
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	8,537
Number of retired or separated participants receiving benefits	2020-01-01	123
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,187
Total of all active and inactive participants	2020-01-01	9,847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	39
Total participants	2020-01-01	9,886
Number of participants with account balances	2020-01-01	8,537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	40
2019: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2019 401k membership
Total participants, beginning-of-year	2019-01-01	11,926
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	9,417
Number of retired or separated participants receiving benefits	2019-01-01	72
Number of other retired or separated participants entitled to future benefits	2019-01-01	31
Total of all active and inactive participants	2019-01-01	9,520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	9,522
Number of participants with account balances	2019-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	275
2018: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2018 401k membership
Total participants, beginning-of-year	2018-01-01	10,195
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	9,001
Number of retired or separated participants receiving benefits	2018-01-01	178
Number of other retired or separated participants entitled to future benefits	2018-01-01	2,713
Total of all active and inactive participants	2018-01-01	11,892
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	34
Total participants	2018-01-01	11,926
Number of participants with account balances	2018-01-01	11,867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	243
2017: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2017 401k membership
Total participants, beginning-of-year	2017-01-01	10,198
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7,362
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2,797
Total of all active and inactive participants	2017-01-01	10,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	36
Total participants	2017-01-01	10,195
Number of participants with account balances	2017-01-01	10,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2016 401k membership
Total participants, beginning-of-year	2016-01-01	10,186
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	7,729
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2,445
Total of all active and inactive participants	2016-01-01	10,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	24
Total participants	2016-01-01	10,198
Number of participants with account balances	2016-01-01	10,198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	9,879
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7,626
Number of retired or separated participants receiving benefits	2015-01-01	398
Number of other retired or separated participants entitled to future benefits	2015-01-01	2,146
Total of all active and inactive participants	2015-01-01	10,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	16
Total participants	2015-01-01	10,186
Number of participants with account balances	2015-01-01	10,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	10,083
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7,345
Number of retired or separated participants receiving benefits	2014-01-01	412
Number of other retired or separated participants entitled to future benefits	2014-01-01	2,100
Total of all active and inactive participants	2014-01-01	9,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	22
Total participants	2014-01-01	9,879
Number of participants with account balances	2014-01-01	9,879
2013: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8,178
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7,927
Number of retired or separated participants receiving benefits	2013-01-01	387
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,751
Total of all active and inactive participants	2013-01-01	10,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	18
Total participants	2013-01-01	10,083
Number of participants with account balances	2013-01-01	8,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	672
2012: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8,831
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6,383
Number of retired or separated participants receiving benefits	2012-01-01	281
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,500
Total of all active and inactive participants	2012-01-01	8,164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	14
Total participants	2012-01-01	8,178
Number of participants with account balances	2012-01-01	8,178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	35

Financial Data on RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES

Measure	Date	Value
2023 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$9,224,720
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$9,194,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$9,194,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$0
Value of total assets at end of year	2023-12-31	$59,735,299
Value of total assets at beginning of year	2023-12-31	$59,705,046
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$0
Total interest from all sources	2023-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$30,253
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$59,735,299
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$59,705,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in master investment trust accounts at end of year	2023-12-31	$59,735,299
Value of interest in master investment trust accounts at beginning of year	2023-12-31	$59,705,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$9,194,467
Did the plan have assets held for investment	2023-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	EISNERAMPER LLP
Accountancy firm EIN	2023-12-31	871363769
2022 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$4,400
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-10,709,758
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,314,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,314,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$0
Value of total assets at end of year	2022-12-31	$59,705,046
Value of total assets at beginning of year	2022-12-31	$73,734,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$0
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-14,024,605
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$59,705,046
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$73,734,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in master investment trust accounts at end of year	2022-12-31	$59,705,046
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$73,734,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,314,847
Did the plan have assets held for investment	2022-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK
Accountancy firm EIN	2022-12-31	221478099
2021 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$3,452
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$9,229,730
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$6,464,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$6,464,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$0
Value of total assets at end of year	2021-12-31	$73,734,051
Value of total assets at beginning of year	2021-12-31	$70,972,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$0
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2021-12-31	$0
Minimum employer required contribution for this plan year	2021-12-31	$0
Amount contributed by the employer to the plan for this plan year	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Other income not declared elsewhere	2021-12-31	$-10,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,765,386
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$73,734,051
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$70,972,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in master investment trust accounts at end of year	2021-12-31	$73,734,051
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$70,972,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$9,240,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$6,464,344
Did the plan have assets held for investment	2021-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	COHNREZNICK
Accountancy firm EIN	2021-12-31	221478099
2020 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$-1,132
Total unrealized appreciation/depreciation of assets	2020-12-31	$-1,132
Total transfer of assets to this plan	2020-12-31	$901,885
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,885,584
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$6,103,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$6,103,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$0
Value of total assets at end of year	2020-12-31	$70,972,117
Value of total assets at beginning of year	2020-12-31	$68,287,706
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$0
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2020-12-31	$0
Minimum employer required contribution for this plan year	2020-12-31	$0
Amount contributed by the employer to the plan for this plan year	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Other income not declared elsewhere	2020-12-31	$-40,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,782,526
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$70,972,117
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$68,287,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in master investment trust accounts at end of year	2020-12-31	$70,972,117
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$68,287,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$6,103,058
Did the plan have assets held for investment	2020-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	COHNREZNICK
Accountancy firm EIN	2020-12-31	221478099
2019 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$798,113,305
Total transfer of assets from this plan	2019-12-31	$798,113,305
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$193,047,650
Total income from all sources (including contributions)	2019-12-31	$193,047,650
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$49,519,507
Total of all expenses incurred	2019-12-31	$49,519,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$49,519,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$49,519,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$52,303,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$52,303,618
Value of total assets at end of year	2019-12-31	$68,287,706
Value of total assets at end of year	2019-12-31	$68,287,706
Value of total assets at beginning of year	2019-12-31	$722,872,868
Value of total assets at beginning of year	2019-12-31	$722,872,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$7,000,000
Value of fidelity bond cover	2019-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2019-12-31	$0
Minimum employer required contribution for this plan year	2019-12-31	$52,303,618
Amount contributed by the employer to the plan for this plan year	2019-12-31	$52,303,618
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$143,528,143
Value of net income/loss	2019-12-31	$143,528,143
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$68,287,706
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$68,287,706
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$722,872,868
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$722,872,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in master investment trust accounts at end of year	2019-12-31	$68,287,706
Value of interest in master investment trust accounts at end of year	2019-12-31	$68,287,706
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$722,872,868
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$722,872,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$52,303,618
Contributions received in cash from employer	2019-12-31	$52,303,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$49,519,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$49,519,507
Did the plan have assets held for investment	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	COHNREZNICK
Accountancy firm name	2019-12-31	COHNREZNICK
Accountancy firm EIN	2019-12-31	221478099
Accountancy firm EIN	2019-12-31	221478099
2018 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$23,989,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$6,011,057
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$42,872,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$42,872,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$43,781,932
Value of total assets at end of year	2018-12-31	$722,872,868
Value of total assets at beginning of year	2018-12-31	$783,723,888
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$43,775,017
Amount contributed by the employer to the plan for this plan year	2018-12-31	$43,775,017
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-36,861,778
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$722,872,868
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$783,723,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in master investment trust accounts at end of year	2018-12-31	$722,872,868
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$783,723,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$43,781,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$42,872,835
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COHNREZNICK
Accountancy firm EIN	2018-12-31	221478099
2017 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$21,144,972
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$142,809,327
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$43,878,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$43,878,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$40,523,777
Value of total assets at end of year	2017-12-31	$783,723,888
Value of total assets at beginning of year	2017-12-31	$705,937,995
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$40,496,909
Amount contributed by the employer to the plan for this plan year	2017-12-31	$40,496,909
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$98,930,865
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$783,723,888
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$705,937,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in master investment trust accounts at end of year	2017-12-31	$783,723,888
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$705,937,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$40,523,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$43,878,462
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COHNREZNICK
Accountancy firm EIN	2017-12-31	221478099
2016 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$19,942,446
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$85,808,766
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$47,622,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$47,622,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$40,050,964
Value of total assets at end of year	2016-12-31	$705,937,995
Value of total assets at beginning of year	2016-12-31	$687,694,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$40,050,964
Amount contributed by the employer to the plan for this plan year	2016-12-31	$40,050,964
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$38,185,835
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$705,937,995
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$687,694,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in master investment trust accounts at end of year	2016-12-31	$705,937,995
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$687,694,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$40,050,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$47,622,931
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHNREZNICK
Accountancy firm EIN	2016-12-31	221478099
2015 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$16,749,943
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$42,153,284
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$48,707,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$48,707,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$49,053,641
Value of total assets at end of year	2015-12-31	$687,694,606
Value of total assets at beginning of year	2015-12-31	$710,998,590
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$7,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$49,053,641
Amount contributed by the employer to the plan for this plan year	2015-12-31	$49,053,641
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-6,554,041
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$687,694,606
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$710,998,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in master investment trust accounts at end of year	2015-12-31	$687,694,606
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$710,998,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$49,053,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$48,707,325
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COHNREZNICK
Accountancy firm EIN	2015-12-31	221478099
2014 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$26,616
Total transfer of assets from this plan	2014-12-31	$10,223,202
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$82,191,300
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$53,026,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$53,026,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$48,181,846
Value of total assets at end of year	2014-12-31	$710,998,590
Value of total assets at beginning of year	2014-12-31	$692,030,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$48,181,846
Amount contributed by the employer to the plan for this plan year	2014-12-31	$48,181,846
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$29,164,964
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$710,998,590
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$692,030,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in master investment trust accounts at end of year	2014-12-31	$710,998,590
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$692,030,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$48,181,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$53,026,336
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COHNREZNICK
Accountancy firm EIN	2014-12-31	221478099
2013 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$3,697
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$134,331,798
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$40,337,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$40,337,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$39,911,520
Value of total assets at end of year	2013-12-31	$692,030,212
Value of total assets at beginning of year	2013-12-31	$598,032,615
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$39,911,520
Amount contributed by the employer to the plan for this plan year	2013-12-31	$39,911,520
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$93,993,900
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$692,030,212
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$598,032,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$692,030,212
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$598,032,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$39,911,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$40,337,898
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$103,282,368
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$-11,217,578
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$37,687,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$37,687,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$41,443,750
Value of total assets at end of year	2012-12-31	$598,032,615
Value of total assets at beginning of year	2012-12-31	$543,654,836
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$41,443,750
Amount contributed by the employer to the plan for this plan year	2012-12-31	$41,443,750
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$103,282,368
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$103,282,368
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-48,904,589
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$494,750,247
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$543,654,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in master investment trust accounts at end of year	2012-12-31	$494,750,247
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$543,654,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$41,443,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$37,687,011
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2012-12-31	221478099

Form 5500 Responses for RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES

2023: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NOVARTIS CORPORATION
Employer identification number (EIN):	131834433
NAIC Classification:	325410

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1966-11-15
Company Identification Number:	203887
Legal Registered Office Address:	251 Little Falls Drive New York Wilmington United States of America (USA) 19808