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ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES 401k Plan overview

Plan NameESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES
Plan identification number 017

ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HM US SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:HM US SERVICES, LLC
Employer identification number (EIN):814086708
NAIC Classification:327300

Additional information about HM US SERVICES, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2016-12-14
Company Identification Number: 0802604287
Legal Registered Office Address: 211 E 7TH ST STE 620

AUSTIN
United States of America (USA)
78701

More information about HM US SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0172017-01-01R. VAN WALDROP R. VAN WALDROP2018-10-15

Plan Statistics for ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES

401k plan membership statisitcs for ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES

Measure Date Value
2017: ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES 2017 401k membership
Market value of plan assets2017-12-3117,871,644
Acturial value of plan assets2017-12-3118,593,136
Funding target for retired participants and beneficiaries receiving payment2017-12-3115,787,784
Number of terminated vested participants2017-12-3150
Fundng target for terminated vested participants2017-12-311,108,131
Active participant vested funding target2017-12-312,504,466
Number of active participants2017-12-3127
Total funding liabilities for active participants2017-12-312,573,023
Total participant count2017-12-31291
Total funding target for all participants2017-12-3119,468,938
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-31107
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31113
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31503,028
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31474,194
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31236,000
Net shortfall amortization installment of oustanding balance2017-12-31875,802
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31474,194
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31474,194
Contributions allocatedtoward minimum required contributions for current year2017-12-31474,194
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01291
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES

Measure Date Value
2017 : ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$19,085,853
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$36,592
Total income from all sources (including contributions)2017-12-31$2,816,813
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,567,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,567,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$503,028
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$17,873,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$45,249
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$36,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,248,836
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,837,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$17,714,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$503,028
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$114,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,567,977
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHITLEY PENN LLP
Accountancy firm EIN2017-12-31752393478

Form 5500 Responses for ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES

2017: ESSROC DEFINED BENEFIT PLAN FOR FREDERICK/FRONT ROYAL/NAZARETH HOURLY EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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